Regulatory Compliance

We deal with complex licensing to make your business activity legally sound


While you focus on growing your business, leave the boring legal compliance work to us. Our lawyers have experience in all kinds of licensing matters and resolving complicated regulatory challenges. We make our service bespoke by deep listening and rigorous legal analysis, and issue extensive legal opinion to address your needs.

Some of the regulated activities we advise on or carried by our clients:

  • Trust or Company Service Provider Licence
  • Types 1 (Dealing in securities), 4 (Advising on securities) and 9 (Asset management) regulated activities of the Securities and Futures Commission (SFC)
  • Certified Public Accountants
  • Employment Agency Licence
  • Money Lender’s Licence
  • Registered Tax-exempt Charities

What We Do


Licence application and renewal


Legal opinion on licensing requirements or variations thereof


Investigation and enquiries by regulatory authorities